The first step in any new client relationship is to analyze the history and current structure of the portfolio or plan.

  1. Understand purpose goals and objectives of the portfolio or plan
  2. Review history and major decisions made in oversight of the portfolio or plan
  3. Review assumptions on contributions and disbursements and spending policy or asset/liability monitoring
  4. Review any constraints or special policies
  5. Conduct full Fiduciary Audit

Fiduciary Audit

The objective of our Fiduciary Audit is to provide the client with an objective and comprehensive assessment of their investment program from a qualitative and quantitative perspective.  From a fiduciary compliance perspective, this project provides insight into any inefficiencies in the portfolio’s and/or Plan’s asset allocation, manager structure and costs, as well as suggestions for improving the prudent Portfolio and/or Plan management as specified in the existing investment policies and guidelines.